Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin German | 7563417 | 9 | 06/30/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Chigozie Christopher Ezenagu | 7863843 | 10 | 06/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theresa Marie White | 5382078 | 6 | 06/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karin Dabon | 6145451 | 3 | 06/29/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael D Cooney | 4934438 | 10 | 06/24/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael D Cooney | 4934438 | 10 | 06/24/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sherri Marie Roundtree | 7559700 | 2 | 06/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karin Dabon | 6145451 | 3 | 06/22/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Chiumento | 7196249 | 1 | 06/18/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheila Marlene Chittams | 6985360 | 9 | 06/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |