Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yenis Dennis Roberts | 7218933 | 3 | 06/20/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew Lee Helton | 7343056 | 4 | 06/20/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Lee Helton | 7343056 | 4 | 06/19/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Silva | 7710879 | 1 | 06/17/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Dominique Cornette | 7353755 | 3 | 06/07/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Thomas Hardin | 7800193 | 1 | 06/07/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Annette Norma Rapp | 3070483 | 2 | 05/28/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Haydee Bravo Villena | 4767295 | 2 | 05/22/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yenis Dennis Roberts | 7218933 | 3 | 05/21/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| James Donovan | 5565198 | 6 | 05/17/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |