Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sheila Marlene Chittams | 6985360 | 9 | 10/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jairo A Restrepo | 6459429 | 1 | 10/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Whittington Bingham | 2973620 | 3 | 10/11/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jonathan Hardy | 6104839 | 2 | 09/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Regina Michelle Doby | 6892972 | 4 | 09/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanos Ignatios Tragellis | 6294526 | 10 | 09/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John Gil Leano | 2650052 | 4 | 09/25/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ruthann Hermsen | 4947423 | 7 | 09/23/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Tanesha Nashawn Ali | 6673557 | 4 | 09/19/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ramon Chavez-Nunez | 6917269 | 3 | 09/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |