Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Alan Morris | 6374850 | 2 | 08/16/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Alan Morris | 6374850 | 2 | 08/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Polly Leigh Robinson | 4907099 | 7 | 08/06/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Polly Leigh Robinson | 4907099 | 7 | 08/06/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Agustin Tonsay | 6193442 | 9 | 07/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Holly Danielle Legan | 7634671 | 6 | 07/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Richard Dameron | 1641769 | 8 | 07/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Susan Ottey | 7604377 | 2 | 07/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Susan Ottey | 7604377 | 2 | 07/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Annette Bass | 7403541 | 6 | 07/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |