Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason C.E Carson | 6308230 | 3 | 01/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason C.E Carson | 6308230 | 3 | 01/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carolyn Burwell | 5283147 | 6 | 01/27/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Andrew Christensen | 1992066 | 6 | 01/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Cahill | 6456350 | 6 | 01/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rene Antrop-Gonzalez | 7681661 | 5 | 01/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carolyn Burwell | 5283147 | 6 | 01/19/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Daniel Johnson | 2469785 | 1 | 01/10/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alexander Lakatos | 7066078 | 1 | 01/05/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yvette Gault Pendergrass | 7723635 | 11 | 01/04/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |