Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sylvia S Henry | 6789497 | 7 | 02/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chigozie Christopher Ezenagu | 7863843 | 10 | 02/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chigozie Christopher Ezenagu | 7863843 | 10 | 02/14/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrea Lynn Hartung | 7729376 | 3 | 02/08/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Gil Leano | 2650052 | 6 | 01/31/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Darrell Daniels | 4645315 | 2 | 01/31/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ruthann Hermsen | 4947423 | 8 | 01/31/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Eddy Villaseca | 7839553 | 1 | 01/31/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chigozie Christopher Ezenagu | 7863843 | 10 | 01/31/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maritza Hernandez Gonzalez | 6113751 | 3 | 01/30/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |