Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Castagna | 3081014 | 7 | 03/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| German Lopez | 6159698 | 3 | 03/25/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| German Lopez | 6159698 | 3 | 03/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rachanee Nicole Jackson | 6621774 | 4 | 03/24/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Rachanee Nicole Jackson | 6621774 | 4 | 03/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Cahill | 6456350 | 6 | 03/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Herman Edward Harris | 7609487 | 2 | 03/09/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Renee Simpson | 7687208 | 4 | 03/07/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Evanan Church | 5316358 | 2 | 02/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stacie Fritzsch | 5535482 | 1 | 02/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |