Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elie Richard | 2068246 | 4 | 04/10/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barbara Schacht | 6630448 | 1 | 04/10/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Guzman | 6485103 | 2 | 04/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Guzman | 6485103 | 2 | 04/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Andrew Christensen | 1992066 | 6 | 03/31/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Yvette Gault Pendergrass | 7723635 | 11 | 03/31/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yvette Gault Pendergrass | 7723635 | 11 | 03/31/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yvette Gault Pendergrass | 7723635 | 11 | 03/31/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carolyn Burwell | 5283147 | 6 | 03/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Chigozie Christopher Ezenagu | 7863843 | 10 | 03/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |