Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Janice Wethington McGraw | 1574377 | 3 | 12/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Gary Vincent Wyssling | 1625907 | 1 | 12/01/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Gary Eugene Kerr | 1626141 | 1 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ronald Lynn Jackson | 1551158 | 3 | 11/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Esmeralda Albert | 5766059 | 2 | 11/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Tyisha Smith | 5995973 | 3 | 11/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Brigitte Kime | 5555737 | 1 | 11/25/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Henrietta Hemingway | 6621550 | 1 | 11/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Timothy Ron Coley | 7881496 | 1 | 11/21/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Edward Douglas Barren | 1526214 | 1 | 11/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |