Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael D Cooney | 4934438 | 10 | 04/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael D Cooney | 4934438 | 10 | 04/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael D Cooney | 4934438 | 10 | 04/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael D Cooney | 4934438 | 10 | 04/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Armond Maxwell | 7827014 | 1 | 04/19/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Cahill | 6456350 | 6 | 04/18/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Cahill | 6456350 | 6 | 04/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tareek Brown | 7220171 | 4 | 04/14/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Tareek Brown | 7220171 | 4 | 04/14/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Tyler Warner | 7240415 | 1 | 04/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |