Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Carolyn Burwell | 5283147 | 6 | 07/24/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Paul Anthony Olges | 7124160 | 2 | 07/18/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Michael Lee Bridges | 1630222 | 2 | 07/17/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Flor Pascual Pedro | 4365006 | 1 | 07/09/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Shaun Uhrin | 7792773 | 2 | 07/05/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Jamil Toman Favors | 7687507 | 1 | 07/03/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Haydee Bravo Villena | 4767295 | 2 | 07/01/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Paul P Newell | 5634344 | 1 | 07/01/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Kevin Thomas Kase | 2708404 | 1 | 06/28/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Matthew Lee Helton | 7343056 | 4 | 06/24/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |