Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kathleen Ann Lee | 6786134 | 2 | 01/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ada Ruth Chamorro | 6733762 | 3 | 01/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jaime Smith | 6043323 | 2 | 01/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jondra Wise | 6387765 | 2 | 01/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Michelle Nicole Morgan | 5971823 | 1 | 01/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jose T Trujillo | 2655645 | 3 | 01/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Crystal D Lockett | 3199406 | 1 | 01/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Arlene Denise Gnoose | 2600786 | 1 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Todd J Casilli | 5413488 | 2 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Todd J Casilli | 5413488 | 2 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |