Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Isaiah Benl Wiggins | 6804010 | 1 | 01/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Todd Davis Harding | 4492957 | 1 | 01/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Joyce A Combs | 4151299 | 3 | 01/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Charles Elza Prince | 2132868 | 2 | 01/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Claude Edward Gibbs | 2983531 | 1 | 01/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Lawrence Michael Nalls | 2622473 | 1 | 01/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jennifer Marie Sims | 4830938 | 4 | 01/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Darryl Dejuan McNeal | 7304433 | 2 | 01/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Natalie C Brooks | 6768133 | 3 | 01/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kathleen Ann Lee | 6786134 | 2 | 01/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |