Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Rene Andrews | 7898073 | 1 | 02/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Claire Maziarczyk | 6457315 | 5 | 02/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Suzanne Stacy | 7837389 | 15 | 02/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Keith Lehman | 5650288 | 11 | 02/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Margie Evelyn Shedrick | 2528816 | 1 | 02/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Clara Jane Harrell | 2025721 | 1 | 02/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Monica Sofia Rodriguez | 6400190 | 3 | 02/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
William Gaskin | 5876486 | 1 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Leslie Wellington Donaldson | 2862706 | 1 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Marx Rey Reyes | 6088154 | 6 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |