Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Tsukamoto | 5971885 | 1 | 03/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fernando Lemus Hurtado | 6020944 | 1 | 03/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chanti E Faulkner | 6053237 | 1 | 03/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zandra Jeanelle Johnson | 7613788 | 1 | 03/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maria Liliana Aldama | 6355883 | 6 | 02/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Delvestia Lashay Bond | 6719848 | 1 | 02/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Burke-Mohorne | 5876688 | 1 | 02/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steve Alain Martin | 3084030 | 1 | 02/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diana Padilla | 4124031 | 2 | 02/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Traci Lynn-Rannefeld Despain | 4588465 | 2 | 02/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |