Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Wilmard Pierre-Louis | 1862673 | 5 | 03/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Beverly Ann Bolling | 2754491 | 1 | 03/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Tamara Charles Daye | 5393053 | 2 | 03/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Miguel Arias Lopez | 4074641 | 1 | 03/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ricardo Marcus Rampersad | 4238282 | 1 | 03/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Roderick Sterling Pompey | 4724690 | 1 | 03/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Mario Galindo | 5029254 | 1 | 03/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Nathaniel Brown | 3157193 | 4 | 03/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Nathaniel Brown | 3157193 | 4 | 03/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kathy Howell Barrett | 1265660 | 1 | 03/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |