Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Derek Edwin Hill | 7216336 | 2 | 04/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Elise Gwendolyn Capers | 2553975 | 2 | 04/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Nancy Francis Wright | 4842270 | 1 | 04/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Danny Rodriguez | 5264569 | 1 | 04/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Shawn Walker | 4268847 | 3 | 04/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
R Lynn Ross-Anderson | 5905804 | 2 | 04/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Albertoni Fleurant | 6158823 | 1 | 04/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kevin Anthony Hogan | 7737073 | 5 | 04/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Paul Andrew Emig | 4972071 | 1 | 03/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Curtis Lynn Langley | 6020903 | 1 | 03/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |