Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Steven Vincent Usera | 2410588 | 1 | 04/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Hensley Michael Nedd | 4659193 | 3 | 04/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Suzanne Stacy | 7837389 | 15 | 04/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Suzanne Stacy | 7837389 | 15 | 04/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Darrick Lamar McGill | 2598630 | 1 | 04/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Scott P Brogan | 2796810 | 1 | 04/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kay Anna Czechowski | 2507881 | 1 | 04/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Vivian June Harrison | 2309080 | 2 | 04/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Vivian June Harrison | 2309080 | 2 | 04/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Asaad F Faraj | 2199861 | 1 | 04/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |