Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Brian Richard Bender | 3196842 | 2 | 04/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Velvett N Ifill | 4581833 | 3 | 04/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Demond Cook | 5622643 | 3 | 04/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Valerie Marie Sheafe | 6133613 | 3 | 04/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Todd Eric Baumbach | 2353647 | 1 | 04/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Calvin Duane Williams | 2604567 | 1 | 04/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jennifer Marie Sims | 4830938 | 4 | 04/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Rachel Haaheo Kikue Johnson | 6102464 | 5 | 04/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Juan Parente | 6163445 | 1 | 04/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Zayda Avelar-Mingura | 6250046 | 3 | 04/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |