Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Gene Willeck | 4448953 | 1 | 05/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Anthony Tracy | 2204838 | 1 | 05/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aileen Addalia | 4602883 | 1 | 05/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Summer Laurie Silva | 4360154 | 1 | 05/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Lehman | 5650288 | 11 | 05/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rhoda Posey | 6248355 | 1 | 05/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricky Gumera Naces | 7764173 | 1 | 05/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Antonio Felix Hernandez | 7723995 | 1 | 05/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Albert Bush | 4517400 | 2 | 05/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Lehman | 5650288 | 11 | 05/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |