Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Antoine Lavertt Dunn | 6774640 | 2 | 06/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Lynette Marie Barbieri | 3211825 | 1 | 06/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Rebekah Steele | 6303449 | 3 | 06/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Shirley Louise Strickland | 6316973 | 1 | 06/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Karina Isabel Jimenez | 4684247 | 1 | 05/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Monica Sofia Rodriguez | 6400190 | 3 | 05/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Andre Crawley | 2859398 | 1 | 05/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Novelet Johnson | 4895076 | 2 | 05/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Pearla Krishnah Velasco | 6990087 | 1 | 05/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Melisa Garcia | 7437332 | 1 | 05/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |