Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Max Masaaki Yamaguchi | 2166854 | 1 | 06/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mahichand Paryag | 3173962 | 3 | 06/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dolores Katherine Aguirre | 4954306 | 1 | 06/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ernest Durazo Escarcega | 1450851 | 2 | 06/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Daniel Bittinger | 4751315 | 1 | 06/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rohan Andre Wright | 4752639 | 3 | 06/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marx Rey Reyes | 6088154 | 6 | 06/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laquintus Jermaine Turner | 6012320 | 2 | 06/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyrone Alfonso Taylor | 1440652 | 3 | 06/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith William Poole | 2582194 | 4 | 06/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |