Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Leslie Ann Lenderman | 2212669 | 1 | 07/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ada Ruth Chamorro | 6733762 | 3 | 07/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Tracy Louise Gist-Thames | 2530252 | 1 | 07/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Lindsay Rachelle Klapprich | 5261864 | 2 | 07/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Horby Lopez | 6616021 | 4 | 07/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Tomas Daniel Salaz | 6698379 | 1 | 07/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Hameed Shahid Sharif | 6790014 | 1 | 07/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Rebekah Steele | 6303449 | 3 | 07/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Rebekah Steele | 6303449 | 3 | 07/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Lyndi Elizabeth Wright | 4565578 | 3 | 06/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |