Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Eugene Veres | 6783108 | 1 | 07/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ricardo Ortiz | 5772260 | 6 | 07/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Agnes Aguon Won Pat | 1703022 | 1 | 07/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Gian Karlo Navarra Guirao | 6193421 | 4 | 07/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Lanita Renee MacK Nelson | 6263544 | 2 | 07/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Shavonne Tiffany Denise Ramsey Coleman | 6909825 | 1 | 07/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Claire Maziarczyk | 6457315 | 5 | 07/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Margaret Ann Cacchione | 2132500 | 1 | 07/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
John C Aedo | 1219645 | 1 | 07/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Claire Maziarczyk | 6457315 | 5 | 07/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |