Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald R Crichlow | 2497482 | 1 | 08/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Lynn Johnson | 4775429 | 3 | 08/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dale Matheny | 5653973 | 1 | 08/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Robert Richburg | 4508704 | 2 | 08/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael James Burrows | 2622078 | 7 | 07/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rachel Haaheo Kikue Johnson | 6102464 | 5 | 07/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edwin Herdley Rivera Rivera | 7627118 | 1 | 07/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Enda Veres | 5974861 | 1 | 07/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Camacho Castro | 5221540 | 5 | 07/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Lehman | 5650288 | 11 | 07/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |