Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricardo Ortiz | 5772260 | 6 | 09/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marilyn Ann Washington | 6314507 | 2 | 09/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Thomas Ezekiel | 6740139 | 3 | 09/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rachel Owings | 7335582 | 5 | 09/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Robert Jones | 4564865 | 1 | 09/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Adam Reeder | 7494934 | 1 | 09/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyrell Lynn Anneler | 3193856 | 1 | 09/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Don Everett German | 7589667 | 1 | 09/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Camacho Castro | 5221540 | 5 | 09/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason J Isaac | 5484982 | 3 | 09/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |