Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rogelio Esqueda | 6781377 | 1 | 10/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marilyn Ann Washington | 6314507 | 2 | 10/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Thomas Ezekiel | 6740139 | 3 | 10/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elvira Esparza-Bencomo | 6172610 | 4 | 10/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elvira Esparza-Bencomo | 6172610 | 4 | 10/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Welch Rohrbough | 2514620 | 4 | 10/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah Emans | 6796469 | 1 | 10/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shalette Freeman | 6130433 | 1 | 10/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lucretia Causey | 7628993 | 3 | 10/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Vincent Butera | 4476118 | 4 | 10/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |