Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jeffrey Mallard | 6264762 | 7 | 11/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Nicole Price Morrow | 6958727 | 1 | 11/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Anthony Vincent Butera | 4476118 | 4 | 11/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kevin Paul Olsen | 2267772 | 1 | 11/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Eduardo Lucero Velasquez | 5823448 | 6 | 10/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Megan Deanne Eastman | 6312254 | 1 | 10/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Maria Ursula Aviles | 6472790 | 1 | 10/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Janet Louise Gibson | 3068439 | 1 | 10/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Marx Rey Reyes | 6088154 | 6 | 10/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
James Thomas Ezekiel | 6740139 | 3 | 10/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |