Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Walter Charles | 5968066 | 5 | 11/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Phanat Vang | 6284755 | 1 | 11/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Velvett N Ifill | 4581833 | 3 | 11/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Anita Myers | 7355069 | 2 | 11/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
John Christian Lariviere | 2795287 | 1 | 11/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Denise Camacho Castro | 5221540 | 5 | 11/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Bruce Edward Hutchison | 3165350 | 4 | 11/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Bruce Edward Hutchison | 3165350 | 4 | 11/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Bruce Edward Hutchison | 3165350 | 4 | 11/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Nathaniel Brown | 3157193 | 4 | 11/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |