Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith William Poole | 2582194 | 4 | 11/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roger Alan Emans | 6470170 | 2 | 11/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eduardo Lucero Velasquez | 5823448 | 6 | 11/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eduardo Lucero Velasquez | 5823448 | 6 | 11/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eduardo Lucero Velasquez | 5823448 | 6 | 11/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eduardo Lucero Velasquez | 5823448 | 6 | 11/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rosealyn Regina Souden | 6635750 | 8 | 11/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lyndi Elizabeth Wright | 4565578 | 3 | 11/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dale Edward Fox | 6041683 | 1 | 11/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kayana Shemere Williams | 7459496 | 1 | 11/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |