Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Danielle Kulp | 7273774 | 1 | 08/30/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stefanie June Velez | 7593281 | 3 | 08/30/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Andrea Lynn Hartung | 7729376 | 3 | 08/29/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Regina Elaine Nichols | 2795764 | 3 | 08/25/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Judith Kay Easley-Marshall | 6481283 | 3 | 08/22/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Reymundo Andrade | 7599528 | 2 | 08/09/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David John Gibson | 6729286 | 1 | 08/07/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael D Cooney | 4934438 | 10 | 08/04/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theresa Marie White | 5382078 | 6 | 08/03/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jared Thomas Hunter | 6887789 | 1 | 08/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |