Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Judith Kay Easley-Marshall | 6481283 | 3 | 09/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristen Marie Cooney | 6241789 | 3 | 09/15/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Donald Shefford Kean | 7427713 | 1 | 09/14/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Valerie V Chiverton | 4246535 | 1 | 09/13/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Elie Richard | 2068246 | 4 | 09/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kent Fischer | 6455869 | 2 | 09/05/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kent Fischer | 6455869 | 2 | 09/03/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Owen | 4707899 | 17 | 09/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Judith Kay Easley-Marshall | 6481283 | 3 | 09/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebecca Sander | 7927422 | 5 | 08/31/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |