Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Tonia Michele Rhoe | 5831637 | 2 | 09/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Samantha Meas | 6059327 | 2 | 09/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Douglas Frederick Rush | 5386197 | 4 | 09/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Mark Alan Hiatt | 1853334 | 2 | 09/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Christopher Tremayne Taylor | 6581900 | 1 | 09/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Dawn Cherie Talmadge | 5867146 | 5 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Mark Russell Anderson | 2858143 | 1 | 08/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Joel N Hudson | 5197576 | 2 | 08/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Carma Lynn Wassman | 6455949 | 5 | 08/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Mar Ontiveros | 7900104 | 1 | 08/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |