Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricardo Castro Luna | 2594802 | 7 | 10/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose I Vasquez | 2787929 | 1 | 10/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carolyn Jane Mann | 3076738 | 3 | 10/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raul Avila | 4793327 | 1 | 10/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Padmawatti Parsan | 1985009 | 1 | 10/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hugo Vargas | 6443952 | 3 | 10/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sylvia Nicole Greenlee | 6108487 | 1 | 10/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richelle Lee Trigg | 6755250 | 8 | 09/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carolyn Jane Mann | 3076738 | 3 | 09/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Mae Thorn | 6181950 | 6 | 09/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |