Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Colby Hipp | 6026359 | 4 | 11/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Colby Hipp | 6026359 | 4 | 11/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Seth Kestler | 2270576 | 1 | 11/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Jeremy Harris | 2666780 | 3 | 11/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Edwin Johnson | 2782457 | 1 | 11/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Thomas Bradley | 6747391 | 1 | 11/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andre Edward Jermaine Prince | 5660641 | 3 | 11/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andre Edward Jermaine Prince | 5660641 | 3 | 11/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roberta Frances Latham | 4363220 | 3 | 10/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rahisha Wright | 6585511 | 1 | 10/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |