Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Marshall Lewis | 6157145 | 2 | 03/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Marshall Lewis | 6157145 | 2 | 03/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tanekqua M Harvey | 6859589 | 1 | 03/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lametha Renee Morgan | 7693443 | 1 | 03/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Danielle Afuwah | 6760950 | 1 | 03/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Eileen Higgins | 6365254 | 11 | 03/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Alcorn | 6333303 | 3 | 03/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Perry | 3231888 | 7 | 03/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roslyn D Morris | 7366609 | 1 | 03/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Steele | 7320715 | 1 | 03/04/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |