Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Natalie Pauline Rivera | 2770801 | 10 | 03/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Natalie Pauline Rivera | 2770801 | 10 | 03/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maureen Eliza Flores Coloma | 6371856 | 7 | 03/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Cherrington Smith | 1059675 | 2 | 03/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamilah Louise Birdsong | 7742766 | 2 | 03/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Osbaldo Alonzo | 6583679 | 1 | 03/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Immacula Darius Derane | 2719569 | 2 | 03/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maureen Eliza Flores Coloma | 6371856 | 7 | 03/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheryl Joyce Norman | 6441583 | 1 | 03/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cristian A Patino | 6769051 | 9 | 03/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |