Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan de La Cruz Torres | 5791143 | 6 | 04/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawn Cherie Talmadge | 5867146 | 5 | 04/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Suzanne Stacy | 7837389 | 15 | 04/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Reginald Barrington Lloyd | 1092913 | 8 | 04/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Dean Vangorder | 2143722 | 2 | 04/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Jilka | 6103273 | 1 | 04/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Guillermo David Toledo | 7305750 | 7 | 04/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Hammack | 7385975 | 1 | 04/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Felicia Nicole Cota | 6774223 | 1 | 04/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hari Mohip | 6457032 | 1 | 04/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |