Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vanessa Ann Norton | 7863869 | 1 | 05/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Celeste Nichols | 5124538 | 2 | 05/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Derwin Bell | 4489190 | 6 | 05/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Derwin Bell | 4489190 | 6 | 05/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Elmore | 6754046 | 1 | 05/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos G Prieto | 4528493 | 1 | 05/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lesbia Ortiz-Torres | 6672322 | 1 | 05/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamael Damon Harris | 4947039 | 6 | 04/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leslie Ann Kirk | 4034247 | 5 | 04/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nora Hanna | 4753737 | 7 | 04/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |