Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gabriela Molina | 4036707 | 5 | 05/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ellen Margaret Ray | 2480918 | 1 | 05/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Johnny Manns | 7381192 | 2 | 05/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra E Pennix | 2712768 | 2 | 05/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richelle Lee Trigg | 6755250 | 8 | 05/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Eileen Higgins | 6365254 | 11 | 05/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diego de La Cueva Ortellado | 6341429 | 3 | 05/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rafael Ernesto Chavarin | 3146791 | 2 | 05/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kerry Leroy Nichols | 5713825 | 1 | 05/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diego de La Cueva Ortellado | 6341429 | 3 | 05/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |