Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christina McCarty Garrett | 7385007 | 4 | 07/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julio Orlando Vargas Perez | 6455345 | 1 | 07/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Mary Sam | 4327208 | 4 | 07/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julius L Thomas | 7010425 | 1 | 07/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Liam Evan Robinson | 7452175 | 1 | 07/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Jonathan Ruiz | 5862158 | 5 | 07/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Jonathan Ruiz | 5862158 | 5 | 07/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mysheri Imari Anthony | 7190481 | 1 | 07/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jona Jeannoute | 6090508 | 1 | 07/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mikkel Aaron Roe | 4246204 | 1 | 07/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |