Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Conrad Llewellyn Williams | 6108406 | 3 | 09/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Paul Almeida | 2213415 | 2 | 09/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Evan Gwynes | 6168941 | 6 | 09/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Kaufman | 2080588 | 1 | 09/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nissa Delilah Knapp | 7047725 | 2 | 09/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wykein Rondell Dean | 6847137 | 1 | 09/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Lee Chuckrow | 5771732 | 2 | 09/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Guillermo David Toledo | 7305750 | 7 | 09/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gillian Huan Yih Lim | 6815614 | 9 | 08/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Katerine Ortiz Villalba | 6393186 | 1 | 08/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |