Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andre Terrell Holder | 5136362 | 1 | 10/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cynthia Salazar Cruz | 6407233 | 1 | 10/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel R Watters | 6847138 | 2 | 10/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel R Watters | 6847138 | 2 | 10/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason J Isaac | 5484982 | 3 | 10/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricardo Ortiz | 5772260 | 6 | 10/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janice Lynne Martin | 7668050 | 9 | 10/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sithambara Sritharasarma | 6725977 | 8 | 10/04/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheridan Lake | 1403954 | 1 | 10/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sithambara Sritharasarma | 6725977 | 8 | 09/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |