Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Taurshia Chanel Jordan-Simmons | 7840729 | 3 | 10/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kadie Lynn Berry | 7665987 | 4 | 10/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Regina Hammond | 2686885 | 1 | 10/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Barnett | 5840616 | 2 | 10/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Mae Thorn | 6181950 | 6 | 10/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Mae Thorn | 6181950 | 6 | 10/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jimmy Dean Hultgren | 6455827 | 4 | 10/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jimmy Dean Hultgren | 6455827 | 4 | 10/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Neva Lorraine Chung | 4093752 | 4 | 10/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia E Francis | 6184655 | 1 | 10/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |