Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leonard Gay | 6111632 | 5 | 11/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Antonio Taveras | 4394582 | 4 | 11/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cathy Villanueva | 5280356 | 1 | 11/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maureen Eliza Flores Coloma | 6371856 | 7 | 11/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Langley | 6748671 | 4 | 11/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sithambara Sritharasarma | 6725977 | 8 | 11/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dail Robertson | 6242856 | 12 | 11/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Roger Berg | 5558755 | 4 | 11/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Regina Michelle Doby | 6892972 | 4 | 10/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Regina Michelle Doby | 6892972 | 4 | 10/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |