Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michele Rena Hearn-Jones | 6774324 | 5 | 03/03/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Darnell E Johnson | 6769245 | 5 | 03/02/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Holly Danielle Legan | 7634671 | 6 | 02/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Curtis James Watkins | 2540318 | 4 | 02/26/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Michele Rena Hearn-Jones | 6774324 | 5 | 02/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Richard Dameron | 1641769 | 8 | 02/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Amy Lynn Owen | 4707899 | 15 | 02/24/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Amy Lynn Owen | 4707899 | 15 | 02/24/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Matthew Stewart Kirkwood | 6604431 | 4 | 02/16/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Aronissa Markita Harris | 3169602 | 5 | 02/16/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |