Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Joseph Schabel | 1494113 | 9 | 11/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Mary Sam | 4327208 | 4 | 11/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Mary Sam | 4327208 | 4 | 11/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Joseph Lenss | 4640952 | 1 | 11/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gail Seaton Young | 6019890 | 1 | 11/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina McCarty Garrett | 7385007 | 4 | 11/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Binod Chapagain | 6337900 | 18 | 11/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ivy Hattie Lynn Turner | 7813804 | 3 | 11/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Natalie Pauline Rivera | 2770801 | 10 | 11/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly J Wilson | 4700844 | 1 | 11/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |