Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Janice Lynne Martin | 7668050 | 9 | 12/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Suzanne Stacy | 7837389 | 15 | 12/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shantania Twylane Loving | 4018182 | 4 | 12/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gillian Huan Yih Lim | 6815614 | 9 | 12/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarah Elizabeth How | 5206077 | 2 | 12/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Perry | 3231888 | 7 | 12/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sharon Stacha | 6689278 | 4 | 12/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janice Lynne Martin | 7668050 | 9 | 12/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan de La Cruz Torres | 5791143 | 6 | 12/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Leroy Fuller | 5726560 | 4 | 12/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |