Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Wills | 5725588 | 1 | 01/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Perry | 3231888 | 7 | 01/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Binod Chapagain | 6337900 | 18 | 01/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Roger Berg | 5558755 | 4 | 01/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bunny Lee Fransua | 6050042 | 1 | 01/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Kyle Gorter | 6492650 | 2 | 01/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Suzanne Stacy | 7837389 | 15 | 01/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gillian Huan Yih Lim | 6815614 | 9 | 12/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Perry | 3231888 | 7 | 12/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarah Elizabeth How | 5206077 | 2 | 12/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |