Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Walter Darryl Blackwell | 1610800 | 3 | 01/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Natalie Pauline Rivera | 2770801 | 10 | 01/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Natalie Pauline Rivera | 2770801 | 10 | 01/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Rebecca Deshields | 4941818 | 1 | 01/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Janice Lynne Martin | 7668050 | 9 | 01/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jarred Timothy Cody | 6883521 | 1 | 01/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Douglas Frederick Rush | 5386197 | 4 | 01/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Douglas Frederick Rush | 5386197 | 4 | 01/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Douglas Frederick Rush | 5386197 | 4 | 01/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Richard Charles Ringler | 2037839 | 1 | 01/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |