Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Glennis G Rose | 1906196 | 4 | 04/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robin Dawn Thompson | 6317625 | 1 | 04/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sithambara Sritharasarma | 6725977 | 8 | 04/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Holladay Joiner | 6137921 | 1 | 04/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonardo Larios Delgado | 6611149 | 7 | 04/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Binod Chapagain | 6337900 | 18 | 04/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonardo Larios Delgado | 6611149 | 7 | 04/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonardo Larios Delgado | 6611149 | 7 | 04/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonardo Larios Delgado | 6611149 | 7 | 04/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gloria Sanchez | 7328043 | 4 | 04/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |